UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options (1) | 12/17/2011 | 12/15/2020 | 2009 Equity Incentive Plan for EOY Issued 12/16/10 | 142,857 | $ 0.35 | D | |
Options (1) | 02/10/2010 | 02/08/2019 | Euro Trend, Inc. 2008 Equity Incentive Plan (2) | 84,714 | $ 0.29 | D | |
Options (1) | 11/23/2011 | 11/21/2020 | 2009 Equity Incentive Plan for 2009 EOY Issued 11/22/10 | 157,143 | $ 0.35 | D | |
Options (1) | 11/25/2011 | 11/23/2020 | 2009 Equity Incentive Plan for Issued 11/24/10 | 142,857 | $ 0.35 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Grosso Matthew p 401 FRANKLIN AVENUE SUITE 103 GARDEN CITY, NY 11530 |
Secretary, Treasurer and | Vice President |
/s/ Matthew P. Grosso | 12/16/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options vest 20% on 1 year anniversary and 1.67% per month until fully vested. |
(2) | Sign-On Issued 2/9/09 |